Other disclosures to the investors
Regulation 136
Other disclosures to the investors
IFSCA (Fund Management) Regulations, 2025Amended in 2026Chapter VIII · General Obligations and Responsibilities
Chapter VIII · General Obligations and Responsibilities
Regulation 136 – Other disclosures to the investors
Amended 2026 Medium importance about 3 min
Ongoing obligations & governance: Conduct, reporting, risk, custody, change in control and the day-to-day compliance load.
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In plain English
The FME must give investors information about their holdings at each month-end, and within ten working days of an investor's request; fiduciaries must disclose anything with an adverse bearing on investments.
In plain English
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The rule, in its own words
Read the exact text of Regulation 136
136. (1) The FME shall ensure that investors are provided information about their holding in the schemes of FME at the end of every month and within ten working days in case of receipt of such request from an investor. (2) The fiduciaries shall make such disclosures to the investors as are essential in order to keep them informed about any information which may have an adverse bearing on their investments.
Statutory text — Principal Regulations, 2025, consolidated as amended up to 10 September 2026 (including the Second Amendment, 2026). The notified Gazette text prevails. Tap a highlighted word for how it functions.
Amendment history (3 notes)
Footnotes from the consolidated text. They record earlier wording and are not operative law.
- 50 Substituted by the International Financial Services Centres Authority (Fund Management) (Second Amendment) Regulations, 2026, w.e.f. September 10, 2026. Prior to the substitution, it read as “four”.
- 51 Substituted by the International Financial Services Centres Authority (Fund Management) (Second Amendment) Regulations, 2026, w.e.f. September 10, 2026. Prior to the substitution, it read as “four”.
- 52 Inserted by the International Financial Services Centres Authority (Fund Management) (Second Amendment) Regulations, 2026, w.e.f. September 10, 2026.
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What this means in practice
Compliance actions
- Applies to
- All FMEs, all schemes
- Frequency
- Monthly / on request
- Timing
- Within 10 working days of an investor request
- Evidence
- Monthly holding statements / request-response records
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Where it connects
Read alongside
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Check yourself
Quiz Centre
Test yourself on Regulation 136
4 questions in the unified bank test this regulation. Each explains every option and cites the provision.
Within how long of an investor's request must the FME provide holding information?
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Your notes
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Ongoing obligations & governance