Furnishing of Information
Regulation 11
Furnishing of Information
IFSCA (Fund Management) Regulations, 2025No change in 2026Chapter II · Registration of Fund Management Entity (FME)
Chapter II · Registration of Fund Management Entity (FME)
Regulation 11 – Furnishing of Information
Medium importance about 3 min
Becoming an FME: Registration categories, legal form, track record, key personnel, net worth and fit-and-proper.
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In plain English
During processing, the Authority may seek further information or clarification, require the applicant to appear in person, and inspect the applicant's office before granting registration.
In plain English
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The rule, in its own words
Read the exact text of Regulation 11
11. (1) The Authority may require the applicant to furnish any further information or clarification regarding itself or nature of the fund or fund management activities or any related matter to consider the application for grant of a certificate of registration.
(2) If required by the Authority, the applicant shall appear before the Authority for personal representation.
(3) If required, the Authority may undertake an inspection of the office of the applicant before the grant of a certificate of registration.
Statutory text — Principal Regulations, 2025 (as amended to 30 January 2026), consolidated where amended. The notified Gazette text prevails. Tap a highlighted word for how it functions.
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What this means in practice
Compliance actions
- Applies to
- Applicant FME
- Frequency
- During application
- Evidence
- Correspondence with the Authority; Responses to clarifications
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Where it connects
Read alongside
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Check yourself
Quiz Centre
Test yourself on Regulation 11
2 questions in the unified bank test this regulation. Each explains every option and cites the provision.
Before granting registration, the Authority may do which of the following?
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Your notes
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