Policies and documents checklist
The policies, registers and records the Regulations and circulars expect an FME to have. Track your status as you go.
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Governance and conduct0 of 6
Records and reporting0 of 3
Valuation and continuity0 of 2
Investors and people0 of 4
A preparation aid based on the Regulations and circulars named on each item. It is not an official IFSCA checklist and does not replace a review of your own facts.
Meet the expert
CS Prashant Kumar
Company Secretary & Compliance Officer
Global Horizons Capital Advisors (IFSC) Private Limited — an IFSCA-licensed investment banker
Published in The Chartered Accountant (Jun 2025, Jan 2025, Mar 2024) and Chartered Secretary (Aug 2023)
Prashant Kumar is a seasoned Company Secretary and corporate governance strategist with more than 13 years of experience advising large corporates, promoter-led groups and global businesses on compliance, regulatory risk and board governance. In GIFT IFSC, the IFSCA regime is his day job rather than a research topic.