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FME Regulatory Intelligence, Learning & Practice · IFSCA (Fund Management) Regulations, 2025
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Ongoing obligations & governance
Ongoing obligations & governance
Conduct, reporting, risk, custody, change in control and the day-to-day compliance load.
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Module 13
0 of 20 complete
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Reg 118
Code of Conduct
2 questions · High
Reg 119
Maintenance of books of account, records and other documents
Amended 2026 · 1 question · Critical
Reg 120
Information to the Authority
1 question · High
Reg 121
Business Continuity Plan
1 question · Medium
Reg 122
Cyber Security and Cyber Resilience
1 question · High
Reg 123
Risk Management and Internal Controls
1 question · High
Reg 124
Guaranteed returns
2 questions · High
Reg 125
Change in control
1 question · High
Reg 126
Payment of Fees
1 question · Medium
Reg 127
Advertisements
1 question · Medium
Reg 128
Fees and Expenses of the Schemes.
1 question · Medium
Reg 129
Appointment of Investment Committee
1 question · Medium
Reg 130
Merger, demerger or restructuring of schemes
1 question · High
Reg 131
Winding up of the Scheme
1 question · High
Reg 132
Appointment of Custodian
Amended 2026 · 1 question · High
Reg 133
Redemption of Close ended scheme
1 question · Medium
Reg 134
Scheme Annual Report
Amended 2026 · 1 question · High
Reg 135
Auditor’s report
Amended 2026 · 1 question · Critical
Reg 136
Other disclosures to the investors
Amended 2026 · 1 question · Medium
Reg 137
Restrictions on business activities of the FME
1 question · High
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