What each filing is, where it goes and what to watch for.
Filed on IFSCA's Single Window IT System (SWIT) with the declarations and undertakings in the First Schedule: that investment decisions, portfolio management and grievance handling will be carried out from IFSC, that KMPs will be based in IFSC and, for a branch, that its operations will be ring-fenced. The Word form in the source library is the 2022-regime form and is kept for reference only.
Source: First Schedule; Regs 3, 11–12
Schemes are filed in the format set by IFSCA's ease-of-doing-business circular (April 2024). Green-channel schemes may launch once IFSCA communicates that the PPM is taken on record; the PPM carries IFSCA's 'for record only' disclaimer.
Source: Regs 19, 31, 43; EODB circular
Excel data sheets in the latest format from the IFSCA website, plus a Compliance Report signed by the Compliance Officer and the Principal Officer, filed within 21 days of the quarter end. The AML/CFT section is filed half-yearly (September and March); Sheet 6 covers complaints.
Source: Reg 120; reporting norms circulars
Filed in the Annexure format of the KMP circular, with the fee, together with evidence of the KMP's eligibility under Reg 7(5).
Source: Reg 7(9); KMP circular, Feb 2025
Annexure I of the Angel Funds circular, filed within 10 working days of each investment.
Source: Angel Funds circular, para 11
Term sheet with the Annexure A disclosures and the Annexure B declaration, filed within 45 days of the Special Scheme's investment.
Source: Co-investment framework, para 5